March 20, 1992
TO: BROKER/DEALER ADVISORY COMMITTEE NO. 9-92
RE: COMMISSION SETTLEMENT - GLOBAL BRANCH AND
ACCOUNT REPRESENTATIVE UPDATES
__________________________________________________________
For your information, attached are the latest documents
concerning the proposed Commission Settlement and Global Branch
and Account Representative change functions. Included here are:
- Business Plan dated March 3, 1992
- Record Layouts dated March 3, 1992
These documents were forwarded to us by Stephen Tunney for
distribution to Broker-Dealer Advisory Committee members.
Donald E. O'Connor
Vice President - Operations
Attachments