February 5, 1992
TO: CONTRACTUAL PLANS COMMITTEE NO. 3-92
RE: DRAFT LETTER TO NASAA RESPONDING TO REVISED PROPOSED
GUIDELINES
__________________________________________________________
Pursuant to the Contractual Plans Committee's February 3,
1992 teleconference, attached is a draft letter responding to
the NASAA Investment Company Registration/Trading Practices
Committee's proposed guidelines for state regulation of
contractual plans. If you have any questions or comments
regarding this letter, please contact me at (202) 955-3517 on
Monday, February 10, 1992.
Patricia Louie
Assistant General Counsel
Attachment