October 17, 1991
TO: MEMBERS - ONE PER COMPLEX NO. 53-91
SEC RULES MEMBERS NO. 49-91
ACCOUNTING/TREASURERS COMMITTEE NO. 21-91
UNIT INVESTMENT TRUST MEMBERS NO. 49-91
OPERATIONS MEMBERS NO. 26-91
INVESTMENT ADVISER MEMBERS NO. 47-91
CLOSED-END FUND MEMBERS NO. 44-91
INSTITUTIONAL FUNDS COMMITTEE NO. 6-91
COMPLIANCE COMMITTEE NO. 7-91
RE: 1991 ICI SECURITIES LAW PROCEDURES CONFERENCE
__________________________________________________________
The Investment Company Institute will sponsor the 1991 ICI
Securities Law Procedures Conference (previously known as the
"SEC/ICI Procedures Conference") on December 12-13, 1991, at the
Grand Hyatt Hotel in Washington, D.C.
As in past years, we will have panels with representatives
both from the industry and the SEC to discuss SEC disclosure
policy, no-action positions and interpretations as well as rule-
making and exemptive applications. In addition, a panel
including NASD representatives will discuss current NASD issues
affecting investment companies. There also will be individual
panels on compliance and pricing issues. Finally, a panel will
address developments in the SEC's 1940 Act study. The enclosed
program provides further details. A more complete listing of
topics to be discussed will be highlighted in the final program
which will be mailed at a later date.
To register for the conference, please return the attached
registration form and appropriate fee to the Institute as early
as possible, but no later than December 4, 1991. Please make
your own hotel reservations by calling the Grand Hyatt Hotel
directly at (202) 582-1234. The hotel is holding rooms for us
until November 20, 1991. If you have any questions regarding
registration, please call Geoffrey Burke at (202) 955-3508.
We're looking forward to seeing you at the Procedures
Conference this year.
Frances M. Stadler
Assistant General Counsel