September 27, 1991
TO: CONTRACTUAL PLANS COMMITTEE NO. 16-91
RE: REVISED DRAFT LETTER TO NASAA COMMITTEE REGARDING
PERSISTENCY PROPOSAL
__________________________________________________________
Pursuant to the conference call of the Committee held this
date, attached is a copy of the revised draft letter to the NASAA
Investment Company Registration/Trading Practices Committee
regarding the NASAA Committee's persistency proposal.
Please review the revised draft letter and contact me with
any comments at (202) 955-3517 by Tuesday, October 1, 1991.
Patricia Louie
Assistant General
Counsel
Attachment