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The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
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The Emerging.
Stay informed of the policy priorities ICI champions on behalf of the asset management industry and individual investors.
Explore research from ICI’s experts on industry-related developments, trends, and policy issues.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
[28662]
January 13, 2015
TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 4-15
Recently, the European Securities and Markets Authority (“ESMA”) issued its consultation paper on draft regulatory technical standards (“RTS”) and implementing technical standards (“ITS”) on a number of areas (including for non-equity instruments) for the implementation of the revised Markets in Financial Instruments Directive (“MiFID II”) and Regulation (“MiFIR”). [1] ICI’s memorandum summarizing the proposed transparency requirements and trading obligation for certain derivatives in the Consultation Paper is available at http://www.ici.org/iciglobal/pubs/memos/memo28651.
Comments on the Consultation Paper are due by March 2. A member call to discuss possible ICI Global comments is scheduled for Tuesday, January 27 at 12:00 p.m. ET. If you would like to participate on the call, please respond to Ruth Tadesse at rtadesse@ici.org.
Jennifer S. Choi
Senior Associate Counsel Securities Regulation
[1] Consultation Paper, MiFID II/MiFIR, available at http://www.esma.europa.eu/system/files/2014-1570_cp_mifid_ii.pdf (“Consultation Paper”); Consultation Paper – Annex B, Regulatory technical standards on MiFID II/MiFIR, available at http://www.esma.europa.eu/system/files/2014-1570_cp_mifid_ii_part_2.pdf.
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