SEC Opens Registration for National CCOUTREACH Program that Will be Held in Washington, D.C. on January 26th
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November 9, 2009
TO: COMPLIANCE MEMBERS No. 49-09BROKER/DEALER ADVISORY COMMITTEE No. 61-09
INVESTMENT ADVISER MEMBERS No. 22-09 RE: SEC OPENS REGISTRATION FOR NATIONAL CCOUTREACH PROGRAM THAT WILL BE HELD IN WASHINGTON, D.C. ON JANUARY 26TH
The SEC has scheduled its next CCOutreach Program for Tuesday, January 26th in Washington, DC. While the Commission announced this date in October, registration for it did not open until today. Members interested in attending the program in person are encouraged to register as soon as practicable because space will be more limited for this year’s program than in previous years. This is because, unlike in previous years, in addition to addressing issues relevant to mutual funds and investment advisers, the program will also address issues of interest to chief compliance officers of broker-dealers. The program’s agenda and registration information are available on the SEC’s website at: http://www.sec.gov/info/cco/ccons2010.htm. For those not attending in person, the program will also be broadcast live via the SEC’s website.
Tamara K. Salmon
Senior Associate Counsel