CONFERENCE CALL SCHEDULED FOR TUESDAY, JULY 19 AT 4 PM TO DISCUSS DEPARTMENT OF LABOR FORMS LM-10 AND LM-30

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19017] July 14, 2005 TO: COMPLIANCE ADVISORY COMMITTEE No. 47-05 INVESTMENT ADVISERS COMMITTEE No. 7-05 PENSION COMMITTEE No. 25-05 RE: CONFERENCE CALL SCHEDULED FOR TUESDAY, JULY 19 AT 4 PM TO DISCUSS DEPARTMENT OF LABOR FORMS LM-10 AND LM-30 The Institute has scheduled a conference call for Tuesday, July 19 at 4:00 p.m. Eastern time to discuss recent Department of Labor guidance on the applicability of Forms LM-10 and LM-30 under the Labor-Management Reporting and Disclosure Act (LMRDA) to service providers to certain retirement plans.1 If you would like to participate in this call, please complete the attached response form and fax it to Brenda Turner at (202) 326-5841 or e-mail it to bturner@ici.org by noon on July 19. To participate in the call, please dial 888-942-9539 and enter passcode 57039. Kathy D. Ireland Senior Associate Counsel Attachment (in .pdf format) 1 This guidance (including questions and answers relating to service providers) is available at: http://www.dol.gov/esa/regs/compliance/olms/LM30_LM10_Trusts_Info.htm. Further information on the Form LM-30, including the grace period under the Department’s special enforcement policy, is available at http://www.dol.gov/esa/regs/compliance/olms/lm30_information.htm.