[17156]
March 1, 2004
TO: COMPLIANCE ADVISORY COMMITTEE No. 28-04
RE: COMPLIANCE ADVISORY COMMITTEE MEETING - DRAFT AGENDA
As we previously informed you,1 the next meeting of the Compliance Advisory
Committee is scheduled for Tuesday, March 16, 2004. The meeting will take place at the offices
of the Investment Company Institute in Washington, D.C. Videoconference participation will
be available from San Francisco, California. Lunch will be served in both locations – prior to the
meeting in Washington and following the meeting in San Francisco. The details for the two
locations are set forth below.
East Coast (1:00 p.m. Eastern Time) West Coast (10:00 a.m. Pacific Time)
Investment Company Institute Charles Schwab
1401 H Street, N.W. 120 Kearny Street
12th Floor David Silver Conf. Room 29th Floor, Fairmont Conf. Room
Washington, D.C. 20005 San Francisco, CA 94108
Attached is the draft agenda for the meeting. If there are other matters that you would
like to discuss at the meeting, please include them on the attached response form, or if you
prefer, you may contact me directly by phone (202) 326-5923, by fax at (202) 326-5827, or by
email (bsimmons@ici.org).
Finally, if you have not already done so, please return the attached response form to my
assistant, Stephanie Holly, to let her know whether you, or someone on your behalf, will be
attending the meeting, and if so, at which location you will be attending. Stephanie can be
reached by phone at (202) 326-5814, by fax at (202) 326-5827, and by email at sholly@ici.org.
We look forward to seeing you on Tuesday, March 16th.
Barry E. Simmons
Associate Counsel
Attachments (in .pdf format)
1 See Memorandum to Compliance Advisory Committee No. 19-04 [17094], dated February 11, 2004.