[12524]
August 28, 2000
TO: PENSION COMMITTEE No. 64-00
RE: OCTOBER 3rd PENSION COMMITTEE MEETING — PRELIMINARY AGENDA
Attached is a preliminary agenda for the next Pension Committee meeting scheduled for
Tuesday, October 3, 2000 at the Institute's offices at 1401 H Street, N.W., 12th floor, Washington,
DC. The meeting will be held from 10:00 a.m. to approximately 3:00 p.m.; a continental
breakfast and lunch will be served at the meeting. As you were previously informed,1 the
afternoon portion of the meeting will be dedicated to a discussion of the recently enacted
Electronic Signatures legislation (“E-SIGN”). Additional materials on E-SIGN will be sent to
you prior to the meeting.
If you have not yet informed us of your plans to attend, please do so by completing the
form below and faxing it to Brenda Turner at 202-326-5839 by Thursday, September 28, 2000.
Please review the attached preliminary agenda and forward any questions or comments
to Russ Galer at (202) 326-5835, Kathryn Ricard at (202) 218-3563, or Tom Kim at (202) 326-5837.
We look forward to seeing you at the meeting.
Pat McCauley
Chair, Pension Committee
Attachment
Attendance Response Form for Pension Committee Meeting
Tuesday, October 3, 2000 at 10:00 a.m.
Please fax this form no later than Thursday, September 28, 2000 to Brenda Turner at (202) 326-5839.
YES NO
____ ____ Pension Committee Meeting, 10:00 a.m. - 12:00 p.m.
____ ____ Lunch, 12:00 p.m. - 12:30 p.m.
____ ____ E-SIGN Discussion, 12:30 p.m. - 3:00 p.m.
_____________________________________________________________________________________
Committee Member/Alternate Company Phone Number
1 See Institute Memorandum to Pension Committee No. 58-00, dated August 10, 2000.
2Preliminary Agenda
Investment Company Institute
Pension Committee Meeting
October 3, 2000
I. Legislative Issues
A. Pension Reform/IRA Expansion Legislation
B. ERISA Reform Legislation — Investment Advice and Broader ERISA Reform
C. Bankruptcy Legislation
D. Hardship Distributions
II. Treasury/IRS Issues
A. Roth IRA Reporting — Comment Letter
B. IRA Excess Contribution Earnings Guidance — Comment Letter
C. Section 411(d)(6) Proposed Regulations — Comment Letter
D. IRPAC Activities
E. IRS Automatic Enrollment Guidance/Initiative
F. IRS Guidance on Default Rollovers
G. IRS Guidance on Prototype Plans
III. Department of Labor Issues
A. Investment Advice — Bank of Oklahoma Proposed Exemption, S&P Final
Exemption
B. Cross Trades — ICI/AIMR/ICAA/SIA Letter submitted to DOL
C. 401(k) Fee Disclosure
D. Small Employer Audit Proposed Regulation
IV. Other
A. Recent ERISA Litigation
B. State Pension Plan Developments (DB to DC) — Survey of State Legislation
C. Retirement Plans Conference — March 28-30, 2001 in Washington, DC
V. Implementation of Electronic Signatures Legislation
Attachment (in .pdf format)