June 7, 1989
TO: STATE SECURITIES MEMBERS NO. 20-89
BLUE SKY GUIDE RECIPIENTS
RE: ALASKA'S SALES REPORT REQUIREMENT AND
MISSOURI'S SALES REPORT FORM
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We are pleased to inform you that we have confirmed with
the Alaska Securities Division that they now require sales
reports only on an annual basis; it is no longer a semi-annual
requirement. The issuer may determine whether to submit the
sales report following fiscal year-end or calendar year-end.
Once established, however, the annual sales report must be
submitted consistently, within 30 days of fiscal or calendar
year-end.
Effective June 12, 1989, the annual sales report which
Missouri requires of all investment companies, should be filed on
the uniform Form USR-1 and not the state form S-26b.
Additionally, the address listed in the Blue Sky Guide for
the District of Columbia Securities Commission should be 450
Fifth Street, N.W., Washington, DC 20001. (The SEC is in the
same building.) The phone number is 202/626-5105.
Susan S. Burgess
Legal Assistant