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March 14, 2000
TO: COMPLIANCE ADVISORY COMMITTEE No. 15-00
RE: DRAFT AGENDA FOR APRIL 6TH MEETING
______________________________________________________________________________
Attached is a draft agenda for the next meeting of the Compliance Advisory Committee. As
previously indicated, the meeting will begin at 10:00 a.m. on Thursday, April 6th at the offices of Capital
Research and Management Company, One Market Plaza, Steuart Tower, 20th Floor, San Francisco,
California. Lunch will be served. After lunch, there will be a session featuring Mike Eisenberg, Deputy
General Counsel of the U.S. Securities and Exchange Commission, and Dick Phillips of Kirkpatrick &
Lockhart, focusing on mutual fund pricing issues.
In addition, as announced earlier, Committee members are invited to attend a luncheon meeting
of the California ’40 Acts Group on Friday, April 7th. This meeting will be held at Alexandra’s in The
Westin St. Francis Hotel at Union Square, 335 Powell Street, San Francisco, California, from 12:00 p.m.
until approximately 2:30 p.m. At that meeting, I will discuss the Institute’s current securities regulatory
agenda. In addition, Doug Paul of Kirkpatrick & Lockhart and Mike Eisenberg of the U.S. Securities
and Exchange Commission will join me in a discussion of the proposed privacy rules under the Gramm-
Leach-Bliley Act. We will also review highlights from the 2000 Mutual Funds and Investment
Management Conference. Finally, Mike will comment on the SEC’s current agenda and concerns.
If you have not done so already, please contact Monica Carter-Johnson at (202) 326-5823 by
Friday, March 24th to let her know if you plan to attend the meetings. If there are issues not reflected
on the attached draft agenda that you would like to discuss at the Compliance Advisory Committee
meeting on April 6th, please contact me at (202) 326-5822 or frances@ici.org.
Frances M. Stadler
Deputy Senior Counsel
Attachment