1 2 3 1 2 . 3 2 3 4 5 6 7 4 5 6 7 3 3 8 * * * We appreciate the opportunity to provide these additional comments on the framework for addressing names of registered investment companies and BDCs. If you have any questions, please contact me at (202) 326-5813 or Dorothy M. Donohue...
Filed 1 September 2020 1 ICI Global Response to the ESAs’ Consultation on Proposed Regulatory Technical Standards (RTS) for the EU’s Sustainable Finance Disclosure Regulation (SFDR) [Please note that the consultation utilized a template with each consultation question (including an...
By Electronic Delivery August 28, 2020 Assemblyman John F. McKeon 221 Main Street Madison, NJ 07940 RE: OPPOSITION to Financial Transfer Tax Dear Assemblyman McKeon: The Investment Company Institute1—on behalf of shareholders in all funds, including mutual funds, that are registered...
ICI Global Response to ESMA Consultation on Guidelines on Article 25 of Directive 2011/61/EU ICI Global1 appreciates the opportunity to comment on ESMA’s proposed guidelines to the National Competent Authorities (“NCAs”) on the assessment of alternative investment fund (“AIF”)...
13 August 2020 1 ICI Global1 Response to the HK Securities and Futures Commission’s Soft Consultation on Proposed Regulatory Responses to Climate Change 1. Do you have any comments on the SFC’s proposed baseline requirements applicable to all fund managers to be introduced in FMCC? We...
By Electronic Delivery August 10, 2020 Senator James Sanders Jr. Assemblymember Phil Steck LOB, Room 711 LOB, Room 702 Albany, NY 12247 Albany, NY 12248 RE: OPPOSITION to Stock Transfer Tax Dear Senator Sanders and Assemblymember Steck: The Investment Company Institute1—on behalf of...
Filed Electronically August 6, 2020 Office of Exemption Determinations Employee Benefits Security Administration Attention: Application No. D–12011 U.S. Department of Labor 200 Constitution Avenue N.W., Suite 400 Washington, DC 20210 RE: Improving Investment Advice for Workers &...
Filed Electronically August 6, 2020 Office of Exemption Determinations Employee Benefits Security Administration Attention: Application No. D–12011 U.S. Department of Labor 200 Constitution Avenue N.W., Suite 400 Washington, DC 20210 RE: Improving Investment Advice for Workers &...
