September 13, 2024—ICI filed a response to the European Commission’s targeted consultation on artificial intelligence in the financial sector. The key positions in the response are consistent with ICI’s response to the US Treasury’s request for information on AI in the financial...
August 30, 2024— ICI submitted a letter to express its concern with the National Association of Insurance Commissioners’ decision to include references to certain investment companies in the recent Financial Analysis Handbook Exposure Draft of the Financial Analysis Solvency Tools...
September 3, 2024—ICI submitted its response to the Financial Crimes Enforcement Network proposed amendments that would enhance anti-money laundering/countering the financing of terrorism program requirements for financial institutions already subject to AML/CFT requirements...
On August 12, 2024, ICI submitted a comment letter to the US Department of the Treasury ("Treasury") on the "Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector" (the "RFI"). In the RFI issued on June 12th, Treasury...
ICI Global provided comments in response to the Call for Evidence from the European Securities and Markets Authority (ESMA) on the UCITS Eligible Assets Directive (UCITS EAD).
ICI provided comments on the US Department of the Treasury’s Notice of Proposed Rulemaking regarding Provisions Pertaining to US Investments in Certain National Security Technologies and Products in Countries of Concern (NPRM), which has been issued as the second step in implementing...
On July 30, 2024, ICI submitted a comment letter to the SEC in support of NYSE's proposed amendments to Section 302.00 of the NYSE Listed Company Manual ("Manual") that would exempt closed-end funds ("CEFs") listed on the NYSE from holding an annual meeting ("Proposal").
In this letter, ICI provides comments on the notice of proposed rulemaking that would require certain investment advisers to implement customer identification programs.
July 16, 2024—in this letter ICI provides comments on the notice of proposed rulemaking that would require certain investment advisers to implement customer identification programs.
