Image Comment Letter TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Response to the European Commission on the Savings and Investments Union March 6, 2025
Publication Fundamentals for Newer Directors 2014 (pdf) The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. February 26, 2014
Image News Release ICI Welcomes Congressional Review of Outdated Dodd-Frank Act in Capitol Hill Testimony August 8, 2025
Video file File MIME Type video/mp4 ICI Viewpoints A Closer Look at the Facts Shows a More Optimistic Outlook for the US Retirement System March 11, 2025
Image ICI Innovate February 3-5 Registration is Now Open for 2025 ICI Innovate ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry. ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.The Emerging. Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group PreviousNext Title Featured Speakers Previous Next Sponsors Exhibitors
Aug 4 ICI Affiliate Event Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Aug 4 ICI Affiliate Event Clone of Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Image Comment Letter TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Response to the European Commission on the Savings and Investments Union March 6, 2025
Publication Fundamentals for Newer Directors 2014 (pdf) The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. February 26, 2014
Image News Release ICI Welcomes Congressional Review of Outdated Dodd-Frank Act in Capitol Hill Testimony August 8, 2025
Video file File MIME Type video/mp4 ICI Viewpoints A Closer Look at the Facts Shows a More Optimistic Outlook for the US Retirement System March 11, 2025
Image ICI Innovate February 3-5 Registration is Now Open for 2025 ICI Innovate ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry. ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.The Emerging. Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group PreviousNext Title Featured Speakers Previous Next Sponsors Exhibitors
Aug 4 ICI Affiliate Event Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Aug 4 ICI Affiliate Event Clone of Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Breadcrumb Home Issuesadvocacy Comment Letters Comment Letter Comment Letters Comment Letters Filter Results By Topics 12b-1 Fees 401(k) 401(k) Plan Asset Allocation 401(k) Plans 403(b) Plans 529 Plans Accounting and Audit Active and Index Investing Advertising Advisory Contract Approval Alternative Investment Funds Anti-Money Laundering Antitrust Artificial Intelligence (AI) Asia Asia ESG Audit Committees Australia Bank Regulation BCP Board Leadership and Composition Bond Funds Bond Mutual Funds BrightScope/ICI DC Plan Profile Broker-Dealer Issues Business Continuity Canada Capital Markets Union China Clearance and Settlement Closed-End Funds Commodities Commodity Futures Trading Commission (CFTC) Common Ownership Theory Compensation/Remuneration Complex Assets Compliance Consistent Participation Corporate Bonds Corporate Governance Coverdell Education Savings Accounts COVID-19 CPO/CTA Cross-Border Issues Cyber Cybersecurity Defined Contribution Plan Participants Defined Contribution Plans Department of Labor Derivatives Digital Assets Directors and Fund Governance Disclosure Distribution Diversity and Inclusion Diversity, Equity, and Inclusion Diversity, Equity, and Inclusion ESG E-Delivery EBRI/ICI 401(k) Investor Database Employee Retirement Income Security Act (ERISA) Equity Funds Equity Investing ESG ESG Investing European Commission European Union European Union ESG Event Video Events Exchange-Traded Funds (ETFs) Explainer Video Fact Book FATCA Federal Reserve Fees and Expenses Fiduciary Issues Financial Markets Financial Services Legislation Financial Services Regulatory Reform Financial Stability Financial Technology Financial Transaction Tax Fixed Income Securities Fixed-Income Funds Focus on Funds Fraud Prevention Fund Accounting & Financial Reporting Fund Board Self-Assessments Fund Disclosure Fund Governance Fund Indemnification Fund Operations Fund Ownership Fund Regulation Fundamentals for Newer Directors Global Global ESG GMM Government Affairs Hong Kong Households Saving for College ICI Education Foundation ICI Global ICI Global Research Perspective ICI Innovate ICI News ICI PAC ICI Research Perspective ICI Statistical Classification Definitions IDC Identity Theft Index Funds India Industry and Investor Statistics by State Industry Research Information Security Institutional Mutual Fund Shareholder Intermediary Oversight Internal Revenue Service (IRS) International International Competitiveness International Tax Issues Investment Advisers Investment Company Act of 1940 Investment Education Investment Management Conference Investor Research Investors IRA Investor Database IRAs Ireland Japan Leadership Summit Legal Entity Identifier Liability Protection Liquidity Litigation and Enforcement Long-Term Mutual Fund Asset Composition Long-Term Mutual Funds Lost Property and Escheatment Market Volatility MiFID, EMIR, AIFMD, UCITS V Minute with ICI Money Market Fund Assets Money Market Fund Portfolio Data Money Market Funds Monthly Mutual Fund Complex Assets Mortgage-Backed Securities Municipal Bonds Municipal Securities Mutual Fund Mutual Funds Mutual Funds 100 Open-End Funds Operations and Technology Oversight Pension Policy Research Portfolio Oversight Portfolio Securities Predictive Data Analytics Privacy Proxy Voting Quarterly Mutual Fund Distributions Recordkeeping Red Flag Rules Regulated Funds Regulatory Activities Regulatory Agencies Research Fundamentals Retail Investment Strategy (RIS) Retirement Legislation Retirement Plan Participation Retirement Plans Retirement Policy Retirement Research Risk Management Risk Oversight Roth IRA Russia Savings Securities and Exchange Commission Securities Lending Service Providers Shareholder Shareholders' Use of Information Small Funds State Issues State-Run Retirement Plans Stats - XLS Sustainability Swing Pricing Switzerland Systemic Risk T+1 Target Date Funds Tax and Accounting Conference Tax Incentives Tax Information Reporting Tax Legislation Tax Reform Taxes Tech Summit Technology Trading Trading and Markets (International) Trading and Markets (US) Traditional IRA Transfer Agency Treasury Department Trends Data Files Trends in Mutual Fund Investing UCITS Unit Investment Trusts (UITs) United Kingdom United States United States ESG US Households' Views on Retirement Savings US Taxation of Mutual Funds and Shareholders Valuation Variable Insurance Products Video Interviews Weekly Estimated Flow Reports Worldwide Release Publication Date Start Date End Date Displaying 221 - 230 of 1756 Total Comment Letter IDC Letter on In-Person Voting Requirements (pdf) September 2, 2021 Comment Letter Report of the OBO/NOBO Working Group to the Staff of the US Securities and Exchange Commission (pdf) A new report shows how ICI is shining a spotlight on the problems with the OBO/NOBO system—and how the SEC can fix it. September 1, 2021 Comment Letter ICI Files Comment Letter to FINRA on Potential Enhancements to Short Interest Reporting and a Reporting Framework for Stock Lending (pdf) August 31, 2021 Comment Letter ICI Letter to SEC on Consolidated Audit Trail Funding Model (pdf) August 16, 2021 Comment Letter ICI Letter to the Financial Stability Board on Money Market Fund Policy Proposals (pdf) ICI and its members are committed to working with international policymakers, especially through the FSB and IOSCO, to strengthen money market funds. August 13, 2021 Comment Letter Joint Letter to SEC on Accelerating the Securities Settlement Cycle to T+1 (pdf) ICI, SIFMA, and the DTCC are continuing their efforts to advocate for shortening the securities settlement cycle to T+1. August 13, 2021 Comment Letter ICI Global Letter on Recommendations on Sustainability-Related Practices, Policies, Procedures, and Disclosure in Asset Management (pdf) August 13, 2021 Comment Letter European Commission’s Consultation on a Retail Investment Strategy: Executive Summary of ICI Global’s Response (pdf) August 2, 2021 Comment Letter European Commission’s Consultation on a Retail Investment Strategy: ICI Global’s Response (pdf) August 2, 2021 Comment Letter ICI Letter to IFRS Regarding ISSB (pdf) July 28, 2021 Pagination First page « First Previous page Previous … Page 19 Page 20 Page 21 Page 22 Current page 23 Page 24 Page 25 Page 26 Page 27 … Next page Next Last page Last »
Comment Letter Report of the OBO/NOBO Working Group to the Staff of the US Securities and Exchange Commission (pdf) A new report shows how ICI is shining a spotlight on the problems with the OBO/NOBO system—and how the SEC can fix it. September 1, 2021
Comment Letter ICI Files Comment Letter to FINRA on Potential Enhancements to Short Interest Reporting and a Reporting Framework for Stock Lending (pdf) August 31, 2021
Comment Letter ICI Letter to the Financial Stability Board on Money Market Fund Policy Proposals (pdf) ICI and its members are committed to working with international policymakers, especially through the FSB and IOSCO, to strengthen money market funds. August 13, 2021
Comment Letter Joint Letter to SEC on Accelerating the Securities Settlement Cycle to T+1 (pdf) ICI, SIFMA, and the DTCC are continuing their efforts to advocate for shortening the securities settlement cycle to T+1. August 13, 2021
Comment Letter ICI Global Letter on Recommendations on Sustainability-Related Practices, Policies, Procedures, and Disclosure in Asset Management (pdf) August 13, 2021
Comment Letter European Commission’s Consultation on a Retail Investment Strategy: Executive Summary of ICI Global’s Response (pdf) August 2, 2021
Comment Letter European Commission’s Consultation on a Retail Investment Strategy: ICI Global’s Response (pdf) August 2, 2021
