Video: "Classified Assets: Translating the New Liquidity Rules into Firm Policies"

VIDEO HIGHLIGHTS

Classified Assets: Translating the New Liquidity Rules into Firm Policies

With the SEC’s recent adoption of comprehensive liquidity risk management rules, it is critical to understand how firms are working through compliance, risk, and legal issues to develop policies and procedures. Hear from a panel of experts on how they are working to implement key aspects of the rules.

Dorothy M. Donohue, Moderator
Deputy General Counsel, Securities Regulation
Investment Company Institute

Paul G. Cellupica
Managing Director and General Counsel, Securities Law
TIAA

Jerry Cubbin
Senior Vice President, Director of Fixed Income and Alternatives Risk
OppenheimerFunds

Nancy M. Morris
Managing Director and Chief Compliance Officer
Wellington Management Company LLP