July 30, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Proposed Amendments to Nasdaq Stock Market, Inc. Rules Regarding Codes of Conduct (File No. SR-NASD-2002-139) Dear Mr. Katz: The Investment...
1401 H STREET, NW ■ WASHINGTON, DC 20005-2148 ■ 202/326-5815 ■ FAX 202/326-5841 ■ EMAIL tyle@ici.org June 24, 2003 Mr. Paul F. Roye Director, Division of Investment Management U.S. Securities and Exchange Commission 450 5th Street, NW Room 5004 Washington, D.C. 20549 Mr. Charles D...
ICI Pledges Prompt, Decisive Action to Advance Investor Protection and Awareness Washington, DC, June 18, 2003 - The mutual fund industry today pledged to take specific steps to enhance mutual fund disclosure and governance practices and called upon the U.S. Securities and Exchange...
ICI Urges House Passage of Legislation to Bolster the SEC Washington, DC, June 16, 2003 - The following is a statement from Investment Company Institute President Matthew P. Fink on the “Accountant, Compliance, and Enforcement Staffing Act” ( H.R. 658), introduced by Rep. Michael G...
