2005 Mutual Funds and Investment Management Conference Keynote Address by Paul Schott Stevens President, Investment Company Institute March 14, 2005 Palm Desert, CA It is a pleasure to help kick off the 40th annual Mutual Funds and Investment Management Conference, co-sponsored by the...
March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Self-Regulatory Organizations (File Nos. S7-39-04 and S7-40-04) Dear Mr. Katz: The Investment Company Institute 1 supports the Securities and Exchange...
March 8, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Self-Regulatory Organizations (File Nos. S7-39-04 and S7-40-04) Dear Mr. Katz: The Investment Company Institute1 supports the Securities and Exchange...
ICI President Issues Statement on SEC’s Adoption of Measure Aimed at Abusive Trading Washington, DC, March 3, 2005 - Investment Company Institute President Paul Schott Stevens today issued the following statement regarding the Securities and Exchange Commission’s adoption of a...
Via E-mail and International Airmail March 3, 2005 Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute 1 appreciates the opportunity to support the...
March 3, 2005 Via E-mail and International Airmail Mr. Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 avenue de Friedland Paris 75008 France Dear Mr. Demarigny: The Investment Company Institute1 appreciates the opportunity to support the...
Answering The Global Challenge of A Secure Retirement by Paul Schott Stevens President, Investment Company Institute February 25, 2005 New Orleans, LA I’m delighted to be with you today at the World Trade Center, and to be home again in New Orleans. It’s a chance to speak before an...
ICI Releases Survey on 12b-1 Fees Study Finds 92 Percent of 12b-1 Fee Income Is Used to Compensate Financial Advisers and Others for Providing Shareholder Advice and Account Servicing Washington, DC, February 24, 2005 - The Investment Company Institute (ICI), the national association...
February 14, 2005 Internal Revenue Service CC:PA:LPD:PR (REG-155608-02) 1111 Constitution Avenue, N.W. Washington, DC Re: Proposed Regulations Under Code Section 403(b) Ladies and Gentlemen: The Investment Company Institute, 1 on behalf of its investment company members, commends the...
