July 20, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NYSE Direct+ (File No. SR-NYSE-2004-05) Dear Mr. Katz: The Investment Company Institute 1 is writing to comment on Amendment No. 5 to the New York...
July 20, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NYSE Direct+ (File No. SR-NYSE-2004-05) Dear Mr. Katz: The Investment Company Institute1 is writing to comment on Amendment No. 5 to the New York...
July 15, 2005 Commissioner Charlie McCreevy European Commission DG Market F2 B-1049 Brussels Belgium Re: Second Consultation Paper on Shareholder Rights and Cross-Border Voting Dear Mr. McCreevy: The Investment Company Institute 1 is writing to comment on the Commission’s second...
July 15, 2005 Commissioner Charlie McCreevy European Commission DG Market F2 B-1049 Brussels Belgium Re: Second Consultation Paper on Shareholder Rights and Cross-Border Voting Dear Mr. McCreevy: The Investment Company Institute1 is writing to comment on the Commission’s second...
Contacts: EBRI: John MacDonald, (202) 775-6349, macdonald@ebri.org ICI: John Collins, (202) 326-5864, collins@ici.org Chris Wloszczyna, (202) 326-5889, chris@ici.org New EBRI/ICI Research: Automatic Enrollment Could Have a Significant Impact on Raising 401(k) Balances at Retirement...
June 29, 2005 The Honorable Richard H. Baker, Chairman The Honorable Paul Kanjorski, Ranking Member Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises U.S. House of Representatives Washington, D.C. 20515 Dear Chairman Baker and Ranking Member Kanjorski...
June 27, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Investment Company Governance; File No. S-7-03-04 Dear Mr. Katz: The Investment Company Institute 1 understands that the Commission will meet on June 29th...
ICI Issues Statement on SEC Review of Independent Chair Rule Washington, DC, June 23, 2005 - Investment Company Institute President Paul Schott Stevens issued the following statement regarding the U.S. Securities and Exchange Commission’s June 29 meeting to review its rule requiring a...
