Ambitious policymakers from both big US political parties are looking to make hay of the failed idea that retail investment funds hold too much stock in our largest companies. They are hoping to advance headline-grabbing policy agendas that would ultimately harm everyday American...
SEC Publishes Spring 2024 Rulemaking Agenda; Moves Away from Mandatory Swing Pricing for Mutual Funds The Securities and Exchange Commission (SEC) recently published its Spring 2024 Rulemaking Agenda, providing insight into regulatory initiatives on which action is expected over the...
July 16, 2024—in this letter ICI provides comments on the notice of proposed rulemaking that would require certain investment advisers to implement customer identification programs.
