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ICI Viewpoints

ICI Urges Caution on DOL Fiduciary Duty Proposal

When is a person a fiduciary by virtue of providing investment advice to a retirement plan or its participants? That’s the question we addressed in a letter filed yesterday with the Department of Labor (DOL), which issued a proposal last October to revise its interpretation of the...
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Comment Letter

Comment Letter on DOL Fiduciary Definition Proposal (pdf)

[Type text] February 3, 2011 Filed Electronically Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Ave, NW Washington DC 20210 RE: Proposed Rule on Definition of Fiduciary, 75 Fed. Reg. 65263 The Investment...
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Comment Letter

ICI Letter on European Commission Review of MiFID (pdf)

A1 February 2, 2011 European Commission Directorate General Internal Market and Services Unit G3 B - 1049 Bruxelles/Brussel (Belgium) Re: Consultation on the Review of the Markets in Financial Instruments Directive (MiFID) Dear Sir or Madam: The Investment Company Institute (“ICI”)...

2024 Investment Company Fact Book

Explore the comprehensive guide to trends, data, and insights in in the investment company industry. This edition marks the 100th anniversary of the mutual fund, offering an in-depth look at the role of investment companies in today’s economy and their impact on millions of investors.

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Glossary of Investing terms
You can find more information about many of these entries in the chapters and appendix of the Investment Company Fact Book

Factbook

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