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Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the Public) (the "rule"). If adopted, the amendments would permit a FINRA member to project the performance or provide a targeted return with respect to a security or asset allocation or other...
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IDC Update

IDC Update: December 14, 2023

Happy Holidays from IDC IDC wishes you happy holidays and a joyous, healthy New Year. This is our final issue of IDC Update in 2023. IDC Update will resume in January. We look forward to seeing you in 2024! SEC Releases Fall 2023 Regulatory Agenda The Securities and Exchange...
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Testimony

ICI Testimony for DOL Hearing on Fiduciary Proposal

December 13, 2023÷–ICI strongly supports efforts to promote retirement security for US workers. Our members play a significant role in helping retirement savers by making available the investment products through which pension plans, defined contribution plans and IRAs invest.

2024 Investment Company Fact Book

Explore the comprehensive guide to trends, data, and insights in in the investment company industry. This edition marks the 100th anniversary of the mutual fund, offering an in-depth look at the role of investment companies in today’s economy and their impact on millions of investors.

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Glossary of Investing terms
You can find more information about many of these entries in the chapters and appendix of the Investment Company Fact Book

Factbook

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