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Comment Letter on NASAA Advertising Proposal, May 1997

May 29, 1997 Ms. Leslie Scott Assistant Secretary of State Office of the Secretary Securities Division 202 North Congress Street, Suite 601 Jackson, Mississippi 39201 Re: NASAA Proposed Statement of Policy Regarding Broker-Dealer Advertising Dear Ms. Scott: By letter dated August 28...
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1997 General Membership Meeting: President’s Report

ICI President's Report at the 1997 General Membership Meeting by Matthew P. Fink President, Investment Company Institute May 15, 1997 Good morning. Like Don Powell, I am amazed at the size of today’s audience. I can recall a far different situation twenty-three years ago. That year’s...

2024 Investment Company Fact Book


Explore the comprehensive guide to trends, data, and insights in in the investment company industry. This edition marks the 100th anniversary of the mutual fund, offering an in-depth look at the role of investment companies in today’s economy and their impact on millions of investors.

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Glossary of Investing terms
You can find more information about many of these entries in the chapters and appendix of the Investment Company Fact Book

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