ICI and Others File Friend of the Court Brief in Support of National Privacy Standard Washington, DC, August 9, 2004 - The Investment Company Institute, together with the Securities Industry Association, the Investment Counsel Association of America, the American Insurance Association...
ICI Comments on Proposed Amendments to MSRB Rules G-20 and G-8 Amendments would strengthen regulation of non-cash compensation Washington, DC, July 30, 2004 - The Investment Company Institute has filed a comment letter with the Municipal Securities Rulemaking Board in response to MSRB...
ICI Supports Market Structure Modernization and Focus on Investor Interests Washington, DC July 22, 2004 – On the second day of Senate Banking Committee hearings on the SEC’s Regulation NMS proposal, the Investment Company Institute again expressed its support for the examination of...
ICI President Commends Donaldson and SEC on Proposed Registration of Hedge Fund Advisers Washington, DC, July 14, 2004 - Investment Company Institute President Paul Schott Stevens issued the following statement in response to today’s SEC proposal to require the registration of large...
ICI Supports SEC Proposed Rules on Asset-Backed Securities Proposed Rules Will Provide Investors With Necessary Disclosures and Information Washington, DC, July 13, 2004 - The Investment Company Institute has filed a comment letter with the Securities and Exchange Commission strongly...
ICI Voices Support for SEC Regulation NMS Stevens Says Investors will Benefit From Modernization Washington, DC, June 30, 2004 - The Investment Company Institute today filed a comment letter with the Securities and Exchange Commission strongly supporting the goals of the proposed...
ICI Supports FASB’s Proposal to Expense Stock Options Stevens says improving transparency will benefit individual investors Washington, DC, June 30, 2004 - The Investment Company Institute today endorsed the Financial Accounting Standards Board proposal to require the expensing of...
ICI President Calls New SEC Compliance Rule An Essential Step in Sustaining Ethical Mutual Fund Business Culture Stevens Addresses Sold Out Mutual Funds Compliance Conference Washington, DC, June 28, 2004 - ICI President Paul Schott Stevens told an audience of mutual fund independent...
“Toward Sustaining a Culture of Ethical Conduct – Implementing the New SEC Compliance Rule” Paul Schott Stevens President, Investment Company Institute June 28, 2004 2004 Mutual Fund Compliance Programs Conference Good morning. Welcome to the 2004 Mutual Fund Compliance Programs...
ICI Strongly Supports SEC’s Ongoing Mutual Fund Reform Efforts ICI President Stevens Pledges to “Help Mutual Funds Implement New Governance Reforms, Including the Independent Chair Requirement, Fully and Effectively” Washington, DC, June 23, 2004 - Investment Company Institute...
