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Setting a New Standard at the SEC

Setting a New Standard at the SEC By Paul Schott Stevens (as published in InvestmentNews, August 8, 2005) The controversial manner in which the Securities and Exchange Commission readopted its mutual fund governance requirements should not obscure the fact that the decision of the U.S...
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ICI Issues Statement on SEC Review of Independent Chair Rule

ICI Issues Statement on SEC Review of Independent Chair Rule Washington, DC, June 23, 2005 - Investment Company Institute President Paul Schott Stevens issued the following statement regarding the U.S. Securities and Exchange Commission’s June 29 meeting to review its rule requiring a...
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2005 Compliance Programs Conference: SEC Rulemaking

2005 Mutual Funds Compliance Programs Conference Welcome Address by Paul Schott Stevens President, Investment Company Institute June 23, 2005 Washington, DC Welcome to the Investment Company Institute’s second annual conference on mutual fund compliance programs -- a conference I am...