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ICI Viewpoints

What We Learned at the 2024 Investment Management Conference

March 25, 2024—Set against the backdrop of continued regulatory and legislative uncertainty, the 2024 Investment Management Conference (IMC) offered compliance professionals and other industry leaders the insights they need to navigate the ever-changing set of rules that govern asset...
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Memo#
35655

Important Update Regarding ICI Fund Names Rule Resource Center

Over the last several months, the ICI Fund Names Rule Implementation Working Group has had dynamic discussions about many of the pressing issues facing funds as they implement the amended SEC Fund Names Rule. ICI has created an online resource center dedicated to the Names Rule to...
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News Release

ICI Applauds Senate Bill to Protect Retail Investors

February 6, 2024—ICI President and CEO Eric Pan released the following statement after Senate Committee on Commerce, Science & Transportation Ranking Member Ted Cruz (R-TX) and Senator Bill Hagerty (R-TN) introduced the Protecting Innovation in Investment Act.
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Comment Letter

ICI Comment Letter on NYDFS Industry Guidance Proposal

The Investment Company Institute (“ICI”) submitted this comment on the Industry Guidance (the “Guidance”) proposed by the New York Department of Financial Services (“NYDFS”) regarding the presumption of control that applies to both New York chartered depository institutions (“Banking...
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News Release

ICI Applauds House Passage of Bill to Protect Seniors

ICI President and CEO Eric Pan applauded the House of Representatives’ passage of H.R. 500, the Financial Exploitation Prevention Act, which would enable mutual funds and their transfer agents to better protect seniors by delaying the redemption of securities, if there is reasonable...