Fixed-Income Advisory Content

Filter Results By
Showing Results 1 - 10 of 686
Committee

Fixed-Income Advisory Committee

The Fixed-Income Advisory Committee provides a forum to examine the legal, regulatory, and legislative issues impacting fixed-income securities and the fixed-income markets generally. It provides a forum for members to discuss particular policy objectives and it undertakes projects related to fixed-income securities.
ICI Default BG
Memo#
35768

SEC and CFTC Rulemaking Agendas

The Office of Information and Regulatory Affairs released the Spring 2024 Unified Agenda of Regulatory and Deregulatory Actions on July 8, 2024. The agenda includes regulatory actions that the Securities and Exchange Commission and Commodity Futures Trading Commission expect to take...
ICI Default BG
Memo#
35686

SEC Institutes Proceedings to Determine Whether to Approve or Disapprove FINRA and MSRB Proposed Changes to Shorten Reporting Timeframes for TRACE-Eligible Securities and Municipal Securities

On April 22, 2024, the Securities and Exchange Commission issued orders instituting proceedings to determine whether to approve or disapprove proposed rule changes filed, pursuant to Exchange Act Rule 19b-4, by the Financial Industry Regulatory Authority (FINRA) and the Municipal...