* See Memorandum to Accounting/Treasurers Members No. 12-97, Compliance Advisory Committee No. 10-97, Operations Members No. 8-97, Primary Contacts-Member Complex No.
20-97, SEC Rules Members No. 23-97 and Tax Members No. 11-97, dated March 17, 1997.
April 10, 1997
TO: ACCOUNTING/TREASURERS MEMBERS No. 15-97
COMPLIANCE ADVISORY COMMITTEE No. 12-97
OPERATIONS MEMBERS No. 10-97
PRIMARY CONTACTS - MEMBER COMPLEX No. 22-97
SEC RULES MEMBERS No. 30-97
TAX MEMBERS No. 12-97
RE: CANCELLATION OF PORTFOLIO COMPLIANCE WORKSHOP IN KANSAS
CITY
______________________________________________________________________________
The portfolio compliance workshop scheduled to be held in Kansas City on April 24,
1997* has been cancelled due to a combination of factors, including the small number of
responses. We have tried to personally contact all those who registered for the workshop;
however, if you registered for the Kansas City workshop and have not been contacted, please
call either Karen Chapin (202/326-5829) or Susan Burgess (202/326-5817). For those who were
planning to register for the Kansas City workshop, we encourage you to register for one of the
three remaining workshops in San Francisco, New York and Boston.
Listed below are the dates and specific locations for the workshops.
San Francisco, CA
Thursday, May 29
Hotel Nikko San Francisco
222 Mason Street
San Francisco, CA 94102
Phone: (415) 394-1111
Fax: (415) 421-0455
Room Rates: $150.00 single/double
Cut-off Date: May 5, 1997
2New York, NY
Tuesday, June 17
New York Marriott Marquis
1535 Broadway
New York, NY 10036
Phone: (212) 398-1900
Fax: (212) 704-8969
Room Rates: $250.00 single/$265.00 double
Cut-off Date: May 24, 1997
Boston, MA
Thursday, June 26
Sheraton Boston Hotel & Towers
39 Dalton Street, Prudential Center
Boston, MA 02199
Phone: (617) 236-2000
Fax: (617) 236-1702
Room Rates: $145.00 single/double
Cut-off Date: June 3, 1997
Registration will be limited to 100 attendees, so it is important to register as early as
possible. Only employees of Institute members may attend. To register, simply complete the
form provided and return it, along with a check for $200 for each registrant, to the Institute.
Please make your own hotel reservations. A block of rooms has been reserved in each
hotel under the name of the Investment Company Institute, so mention our name when you
call. The address, telephone number, and registration cut-off date for each hotel is listed above.
For additional information, please call the Institutes Conference Division at 202/326-
5968.
Frances Stadler
Associate Counsel
Attachment