January 9, 1997
TO: SEC RULES COMMITTEE No. 4-97
RE: NOTICE OF MEETING - FEBRUARY 13TH
______________________________________________________________________________
A meeting of the SEC Rules Committee has been scheduled for Thursday, February 13,
1997 at the offices of the Investment Company Institute, 1401 H Street, N.W. Washington, D.C.
The meeting will be held at 10:00 a.m. in the David Silver Conference Room on the 12th floor,
and lunch will be served following the meeting.
Because of the size of the committee, we wish to remind you that only one person per
complex should attend the meeting. Please indicate in the space provided below whether you
or an alternate plan to attend the meeting. In addition, please provide on the form below any
items that you would like to discuss at the meeting.
We look forward to seeing you on February 13th.
Henry H. Hopkins
Chairman
_________________________________________________________________________________
Please return to Michael Branch (202/326-5827, fax) at the Investment Company Institute by
February 6, 1997
YES NO
____ ____ Attending Meeting
____ ____ Attending Luncheon
Print Name __________________________________________________
Print Company Name _________________________________________
Suggested Agenda Items: ______________________________________
_____________________________________
_____________________________________