February 24, 1995
TO: COMPLIANCE COMMITTEE No. 11-95
INVESTMENT ADVISER ASSOCIATE MEMBERS No. 8-95
INVESTMENT ADVISER MEMBERS No. 11-95
PENSION MEMBERS No. 12-95
SEC RULES MEMBERS No. 11-95
STATE SECURITIES MEMBERS No. 10-95
RE: 1995 INVESTMENT ADVISERS CONFERENCE - MARK YOUR CALENDAR
______________________________________________________________________________
The Investment Company Institute has scheduled the 1995 Investment Advisers
Conference for June 8-9 at the Mayflower Hotel in Washington, D.C. This conference focuses
on current regulatory and compliance issues for investment advisers. As described in the
attached preliminary program, the conference will begin on Thursday, June 8th (and not on
June 7th as originally reported in the Institute's 1995 Conference Schedule brochure), with
panel discussions on current developments in SEC regulation, ERISA, state regulation and
marketing. Following small breakfast discussions, Friday morning will be devoted entirely to
compliance issues including personal investing, prevention of insider trading, allocation
procedures, principal transactions and SEC Inspections.
We will be sending out a detailed brochure and registration form next month. In the
meantime, mark your calendar for June 8-9.
Susan S. Burgess
Legal Assistant
Attachment