February 7, 1995
TO: ACCOUNTING/TREASURERS MEMBERS No. 8-95
COMPLIANCE COMMITTEE No. 6-95
MEMBERS - ONE PER COMPLEX No. 15-95
OPERATIONS MEMBERS No. 7-95
SEC RULES MEMBERS No. 7-95
TAX MEMBERS No. 12-95
RE: REMINDER - 1995 PORTFOLIO COMPLIANCE WORKSHOPS
______________________________________________________________________________
As we previously informed you, the Institute will be holding a series of portfolio
compliance workshops over the next few months in Boston, New York and San Francisco. The
workshops are designed for fund employees involved in portfolio compliance, including
attorneys, accountants, compliance officers and portfolio managers. The program will begin at
9:00 a.m. and conclude at approximately 4:00 p.m. Registration starts at 8:30 a.m. Please see the
attached preliminary agenda for further information on the schedule and specific topics to be
covered.
Panelists will be Michael Downer, Capital Research & Management; Maria Dwyer,
Massachusetts Financial Services; Mark Goldfus, Merrill Lynch Asset Management; and Karen
Kay, Putnam Investment Management. Listed below are the dates and locations for each
workshop.
Boston
Thursday, March 9 The Colonnade Boston
120 Huntington Avenue
Boston, MA 02116
617/424-7000
Room Rate: $155 single/double
Hotel Cut-Off Date: February 13
New York
Wednesday, April 5 The Drake Swissotel
440 Park Avenue
New York, NY 10022
212/421-0900
Room Rate: $180 single/double
Hotel Cut-Off Date: March 14
San Francisco
Tuesday, May 23 Hotel Nikko San Francisco
222 Mason Street
San Francisco, CA 94102
415/394-1111
Room Rate: $145 single/double
Hotel Cut-Off Date: May 1
It is important to register for the workshops as early as possible since registration will
be limited to 100 attendees. Only employees of Institute members may attend. To register,
complete the form attached to this notice and return it to the Institute, along with a check for
$200 for the first registrant and $125 for each additional registrant within the same firm.
We ask that you make your own hotel reservations by calling the hotel directly. The
address, telephone number, room rate and registration cut-off date for each hotel is listed above
. A block of rooms has been reserved in each hotel under the name of the Investment Company
Institute, so mention our name when you call. Please note that the hotel cut-off date for the
Boston workshop is February 13.
For additional information, please call the Institute’s Conference Division at
202/326-5968.
Frances M. Stadler
Associate Counsel
Attachment