Memo #
4274

PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT

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November 24, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 38-92 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of October 30, 1992. This report is sent to us by the National Securities Clearing Corporation (NSCC) for distribution to participants. NSCC requests that questions regarding this report be directed to Mr. John S. Vrettos at 212/412-8453. Future end-of-month reports will be sent to you as we receive them. Donald E. O’Connor Vice President - Operations Enclosure

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