
Fundamentals for Newer Directors 2014 (pdf)
The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry.
Stay informed of the policy priorities ICI champions on behalf of the asset management industry and individual investors.
Explore research from ICI’s experts on industry-related developments, trends, and policy issues.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
The Emerging.
Stay informed of the policy priorities ICI champions on behalf of the asset management industry and individual investors.
Explore research from ICI’s experts on industry-related developments, trends, and policy issues.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
[33781]
September 21, 2021
TO: SEC Rules Committee RE: November 16 Virtual Joint Meeting of SEC Rules Committee/Chief Information Security Officer Committee; Upcoming SEC Rules Committee Meetings
Virtual Joint Meeting of SEC Rules Committee and Chief Information Security Officer Committee
We are pleased to announce that, on November 16, from 11-1 pm ET, ICI will hold a virtual joint meeting of the SEC Rules Committee and the Chief Information Security Officer (CISO) Committee. For the first hour of the meeting, we will be joined by Rob Cohen, a partner at Davis Polk and former Chief of the SEC's Cyber Unit. The remaining hour of the meeting is reserved for ICI member discussion.
The ICI's CISO Committee meets every two months to share information and discuss recent cyber trends regarding threats and mitigation techniques. At the last CISO Committee meeting, there was a strong appetite among members for a presentation by an outside counsel, followed by discussion of the issue of privilege as it applies during a data breach. According to the CISO Committee, there are different viewpoints among attorneys as to how to preserve privilege during a data breach response. Predictably, details of any forensic report/analysis or any related investigative reports are most likely to be the subject of a discovery request. At our November joint meeting, Mr. Cohen will address the factors courts consider in determining whether privilege applies, the timing of bringing in outside parties to the incident response process (e.g., law firm, insurance firm, forensic firm, law enforcement, etc.), as well as communication considerations during a data breach response.
You will receive an Outlook invitation to this meeting with dial-in information to participate. We hope you can join us!
Upcoming Meetings of SEC Rules Committee
Please mark your calendars for meetings of the SEC Rules Committee for the remainder of 2021 and looking ahead to 2022. In the next month or so, we will confirm the time and format for the December meeting and will open registration.
2021: December 14 2022: February 23If you have questions about any of our upcoming meetings, please contact me at sarah.bessin@ici.org. We look forward to seeing you soon!
Sarah A. Bessin
Associate General Counsel
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union