Memo #
33546

ICI Small Funds Regulatory Update, Wednesday June 23, 2021 2:00 p.m.-3:00 p.m. ET
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[33546]

May 24, 2021

TO: Small Funds Committee RE: ICI Small Funds Regulatory Update, Wednesday June 23, 2021 2:00 p.m.-3:00 p.m. ET

 

The Investment Company Institute's next Small Funds Committee Regulatory Update will take place on Wednesday June 23, 2021 2:00 p.m.-3:00 p.m. ET.

The SEC Division of Investment Management will be joining us to discuss the division's focus on smaller assets managers. Closer to the event we will let you know the IM staff attending.

Request for your topics of interest

Your input is essential to a productive dialog in the session. Please topics of interest or questions for the SEC at registration or by email to john.randall@ici.org.  In addition, please provide any other topics for our agenda. Deadline for submission is Friday, June 18.

If you have any questions regarding session content, contact John Randall at (202) 326-5930.

Meeting Registration

To register for this event please use this link. We encourage committee members to attend using Zoom. There is no charge to attend the Small Funds Committee event and feel free to invite other members of your firm to attend. Please note all attendees must register. Login information will be provided via email one day before the meeting and one hour before the meeting. This meeting is open only to ICI member firms' staff.

If you have any questions about the registration, please contact Magen Dargon at (202) 326-5943 or magen.dargon@ici.org.

 

Jane Carten
Small Funds Committee Chair

John Randall
Director, Operations and Distribution