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The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
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The Emerging.
Stay informed of the policy priorities ICI champions on behalf of the asset management industry and individual investors.
Explore research from ICI’s experts on industry-related developments, trends, and policy issues.
Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.
Read ICI’s latest publications, press releases, statements, and blog posts.
See ICI’s upcoming and past events.
[29319]
September 4, 2015
TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-15 RE: SEC'S EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR THURSDAY, SEPTEMBER 24
On September 3, the Securities and Exchange Commission (“SEC”) issued a notice of the next meeting of the SEC’s Equity Market Structure Advisory Committee (“Committee”), which will be held on Thursday, September 24. [1] The meeting will focus on Rule 610 of SEC Regulation NMS and the regulatory structure of trading venues.
Rule 610 requires fair and non-discriminatory access to quotations, establishes a limit on access fees to harmonize the pricing of quotations across different trading centers, and requires each self-regulatory organization to adopt, maintain, and enforce written rules that, among other things, prohibit their members from engaging in a pattern or practice of displaying quotations that lock or cross protected quotations.
The public is invited to submit written statements to the Committee by September 21, 2015. We will schedule a call of the ICI committee shortly.
Jennifer S. Choi
Associate General Counsel
[1] Equity Market Structure Advisory Committee, Release No. 34-75829 (Sept. 3, 2015), available at http://www.sec.gov/rules/other/2015/34-75829.pdf.
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