Reminder and Final Agenda - Equity Markets Advisory Committee Meeting October 9, 2013

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October 3, 2013

TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-13
SEC RULES COMMITTEE No. 40-13 RE: REMINDER AND FINAL AGENDA - EQUITY MARKETS ADVISORY COMMITTEE MEETING OCTOBER 9, 2013

 

Please find attached the final agenda for the meeting of the Equity Markets Advisory Committee to be held next Wednesday, October 9, 2013.  The meeting, scheduled in conjunction with ICI’s Capital Markets Conference to be held on October 10, 2013, will take place at the New York Marriott Downtown, 85 West Street, New York, New York.  The meeting will begin at 2pm Eastern.

In addition to a discussion of the agenda items, senior staff from the SEC’s Division of Trading and Markets and FINRA will participate in the meeting to discuss trading and market structure issues.  Given the number of significant issues currently being examined relating to trading and market structure reform, please make every effort to send a representative from your firm to the meeting.  We anticipate that the meeting will conclude no later than 5:30 p.m. 

To register, please visit our registration site at www.ici.org/reg/equity.  In addition, please provide on the form any items that you would like to discuss at the meeting.  For information about, and to register for, the October 10 Capital Markets Conference, please visit our website at http://www.ici.org/events/info/conf_13_capital_program. 

We look forward to seeing you next week. 

 

Ari Burstein
Senior Counsel - Securities Regulation

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