Reminder and Draft Agenda - Next Equity Markets Advisory Committee Meeting October 9, 2013

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September 24, 2013

TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-13
SEC RULES COMMITTEE No. 39-13 RE: REMINDER AND DRAFT AGENDA - NEXT EQUITY MARKETS ADVISORY COMMITTEE MEETING OCTOBER 9, 2013

 

As a reminder, in conjunction with ICI’s Capital Markets Conference to be held on October 10, 2013 in New York, the next meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 9, 2013.  The meeting will take place at the New York Marriott Downtown, 85 West Street, New York, New York.  The meeting will begin at 2pm Eastern.  A draft agenda is attached. 

In addition to a discussion of the agenda items, senior staff from the SEC’s Division of Trading and Markets and FINRA will attend the meeting to discuss trading and market structure issues.  Given the number of significant issues currently being examined relating to trading and market structure reform, please make every effort to send a representative from your firm to the meeting.  We anticipate that the meeting will conclude no later than 5:30 p.m. 

To register, please visit our registration site at www.ici.org/reg/equity.  In addition, please provide on the form any items that you would like to discuss at the meeting.  For information about the October 10 Capital Markets Conference, please visit our website at http://www.ici.org/events/info/conf_13_capital_program. 

We look forward to seeing you on October 9.

 

Ari Burstein
Senior Counsel - Securities Regulation

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