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Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice.
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April 8, 2005
TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-05
RE: REMINDER - COMMITTEE MEETING SCHEDULED FOR APRIL 12, 2005
Just as a reminder, the next meeting of the Equity Markets Advisory Committee will be
held on Tuesday, April 12, 2005 at the offices of the Investment Company Institute, 1401 H
Street, N.W., Washington, D.C. The meeting will begin at 1:00 p.m. Eastern time.
Annette Nazareth, Director of the SEC’s Division of Market Regulation, will be
attending the beginning of the meeting to discuss recent SEC and SRO proposals and initiatives
impacting funds, including Regulation NMS and the trade-through rule, the NYSE’s hybrid
proposal, soft dollars and other brokerage issues, and trading information leakage. We
anticipate that the meeting will conclude by 5:00 p.m.
If you have not done so already, please indicate below whether you or an alternate plan
to attend the meeting. A final meeting agenda is attached.
We look forward to seeing you on April 12.
Ari Burstein
Associate Counsel
Please return to Monica Carter-Johnson by fax at 202-326-5827, or respond by e-mail at
mcarter@ici.org.
Yes No
____ ____ Attending Meeting
Print Name of Attendee:____________________________________________
Print Company Name:______________________________________________
Attachment (in .pdf format)