[18182]
November 10, 2004
TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 19-04
COMPLIANCE ADVISORY COMMITTEE No. 104-04
RE: COMPLIANCE COMMITTEE MEETINGS - DRAFT AGENDAS
As we previously informed you,1 the inaugural meeting of the CCO Committee and the
next meeting of the Compliance Advisory Committee are scheduled for Tuesday, November
16th and Wednesday, November 17th, respectively. As noted below, the CCO Committee
meeting will take place at the Hamilton Crowne Plaza Hotel and the Compliance Advisory
Committee meeting will take place at the Institute’s offices. There will be a reception at the
Crown Plaza following the CCO Committee meeting for those attending the meetings. The
details for the locations are set forth below.
CCO Committee Meeting Compliance Advisory Committee Meeting
Tuesday, November 16, 2004 Wednesday, November 17, 2004
2:00 p.m. – 5:00 p.m. Eastern Time 10:00 a.m. – 12:00 p.m. Eastern Time
Hamilton Crowne Plaza Hotel Investment Company Institute
The Sphinx Ballroom 12th Floor David Silver Conference Room
14th & K Streets, N.W. 1401 H Street, N.W.
Washington, D.C. 20005 Washington, D.C. 20005
Attached are the draft agendas for the meetings. If there are other matters that you
would like to discuss at the meetings, please contact me directly by phone at (202) 326-5923, by
fax at (202) 326-5827, or by email at bsimmons@ici.org. As a reminder, attendance at the CCO
Committee meeting is limited to fund and adviser CCOs or their designated alternates.
Please note that both committee meetings are filled to capacity; therefore, we are no
longer accepting registrations for these meetings. In addition, if you are registered for either
meeting but are unable to attend please let us know.
Barry E. Simmons
Associate Counsel
1 See Institute Memorandum to CCO Committee No. 12-04, and Compliance Advisory Committee No. 96-04 [18083],
dated October 8, 2004.
2
Attachment (in .pdf format)