[14832]
June 28, 2002
TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-02
INVESTMENT ADVISER ASSOCIATE MEMBERS No. 16-02
INVESTMENT ADVISERS COMMITTEE No. 11-02
PRIMARY CONTACTS - MEMBER COMPLEX No. 49-02
SEC RULES MEMBERS No. 45-02
UNIT INVESTMENT TRUST MEMBERS No. 15-02
RE: SUMMARY OF SEC NO-ACTION AND INTERPRETIVE LETTERS - SERIES 84
Attached is a summary of recent no-action and interpretive letters issued by the SEC
staff relating to investment company and investment adviser matters. These summaries include
only letters that we believe are of interest or importance to members and do not necessarily
include all relevant facts. In view of these limitations, members should not rely on Institute
summaries as an all-inclusive survey of staff letters in this area. A copy of the complete text of
the summarized letters may be obtained from the Institute for the use of members and counsel
by contacting Monica Carter-Johnson at (202) 326-5823.
Dorothy M. Donohue
Associate Counsel
Attachment (in .pdf format)