August 2, 1989
TO: MEMBERS - ONE PER COMPLEX NO. 25-89
OPERATIONS MEMBERS NO. 23-89
SEC RULES MEMBERS NO. 34-89
TAX MEMBERS NO. 27-89
ACCOUNTING/TREASURERS COMMITTEE NO. 26-89
RE: PORTFOLIO COMPLIANCE WORKSHOPS -- ADDITIONAL SESSION ADDED
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Due to the popular demand, the Institute has scheduled an
additional Portfolio Compliance Workshop for 1989. The workshop
will take place Thursday, September 21 at the Westin Hotel in
Boston. The program will cover both procedural matters (such as
how to implement and maintain an effective system for portfolio
compliance) as well as specific provisions under the 1940 Act,
Internal Revenue Code and selected state statutes that regulate
portfolio investments. The panelists will be Mark Goldfus,
Merrill Lynch Asset Management; Katherine Heidlage, New England
Securities; Karen Kay, Putnam Management Company; and Thomas
London, MFS Financial Services. This will be the last session of
the workshop and it will not be offered in 1990.
The workshop is scheduled to run from 9:00 a.m. to 4:00
p.m. with ample time for questions from attendees throughout.
Registration for these workshops is restricted to employees
of ICI member mutual funds and their outside counsel. Please
register promptly as space may be limited. To register, simply
complete the form provided and return it, along with a check for
$150 for the first registrant and $100 for each additional
registrant within the same company, to the Institute. A
registration form is attached.
Please make your own hotel reservations if you need a hotel
room. A block of rooms has been reserved under the name of the
Investment Company Institute, so mention our name when you call.
The address of the the Westin Hotel is 10 Huntington Avenue,
Boston, MA 02116 (Telephone: 617/262-9600).
Craig S. Tyle
Assistant General Counsel