CRO Committee Resource Hub

Board Reporting on Cyber: Ropes & Gray Presentation (July 2018)

Business Email Compromise (FBI ppt; Nov. 22, 2019)

Chief Risk Officers in the Asset Management Industry: Who Are They and What is Their Role? ICI White Paper (2007)

Building Cyber Resilience in Asset Management (KPMG, May 2018)

Internet Insecurity (Andy Bochman, Harvard Business Review May 2018)

Ponemon Institute Resources

Director Liability for Risk

ESG OCIE Document Request List (2018)

Enterprise Risk: The Views of James Lam - Presentation to the Committee (Nov. 21, 2019)

Article: The Animal Kingdom of Disruptive Risks (NACD Directorship Jan/Feb 2019)

Article: The View of ERM from E*Trade’s Risk Chair (NACD Directorship Sept/Oct 20)

FSOC Annual Report (2018; Updated June 2019)

FSOC Annual Report (2019)

ICI Fraud Incident Tracking Matrix (August 2019)

Key Risk Indicators 2015 (pdf)

Key Risk Indicators 2024 (pdf)

LIBOR Resources

Members’ Oversight Policies Summary of Firms’ Submissions, 2017 (pdf)

OCC Risk Management Principles/Guidance:

• Frequently Asked Questions to Supplement OCC Bulletin 2013-29 Relating to Overseeing Third-Party Relationships
• Risk Management Guidance Relating to Overseeing Third-Party Relationships

OCC’s Semiannual Risk Perspective (Spring 2019):

• ICI Memo Summarizing the Report: ICI Memo No. 31816 (June 21, 2019)
• The Report (Spring 2019)

PwC Presentation (May 8, 2019): Information Risk Management Overview

Third-Party Oversight: Results of ICI CRO Committee Survey (Feb. 2018)

Deep Dive Resources

Risk Appetite Statements (2024)