Committee

Rule 13f-2 Short Sale Reporting Implementation Working Group

The Rule 13f-2 Short Sale Reporting Implementation Working Group will provide a forum for members to discuss the SEC’s recently adopted (October 2023) rules on short position and short activity reporting by institutional investment managers with a view towards achieving consensus among the working group members on how to implement various requirements of the rule.

Working Group Meetings

The Rule 13f-2 Short Sale Reporting Implementation Working Group holds meetings as necessary.

Membership Information

Each member firm may have an unlimited number of representatives on the Rule 13f-2 Short Sale Reporting Implementation Working Group. Nonmembers may participate on the committee at the staff liaison’s request.  

Committee Members

Working Group Coordinator

Working Group Coordinator

Working Group Coordinator

Administrative Contact