Committee
Compliance Advisory Committee
The Compliance Advisory Committee consists of those representatives of ICI members who are senior compliance professionals within fund complexes but who are not CCOs and therefore not eligible to serve on the Institute’s CCO Committee. This Advisory Committee.
Key Issues of Interest
The key issues of interest for the Compliance Advisory Committee are those issues relating to compliance within a fund complex, including both regulatory and practical issues.
Committee Meetings
The Compliance Advisory Committee typically does not meet, although members may be invited to join select meetings or educational sessions of the CCO Committee. Throughout the year, ICI keeps the members of the Committee apprised of issues of interest to them through the publication of memos and emails directed to the Committee.
Membership Information
Each member firm may have up to three representatives on the Compliance Advisory Committee.
