CCO Resource Center: Fund Liquidation Policy

Chief Compliance Officer Committee

Fund Liquidation Policy

During a meeting of ICI’s CCO Committee, a member mentioned it had adopted a policy that would govern the process to follow when the fund complex liquidates a fund.  Other members were interested in seeing this policy so we were obtained a copy of it from the member.  To the extent other members adopt similar policies and share them with us, we’ll add those to the current policy that we have.

The documentation provided by ICI that may be accessed by the CCO Committee members is restricted to members’ use only and not for distribution or reproduction. Documentation may be used internally at member organizations as needed.