CCO Resource Center: Compliance Dashboards

Chief Compliance Officer Committee

Members’ Compliance Dashboards

During a call of the CCO Committee in early 2019, a member raised a question about whether other members of the Committee rely on compliance dashboards and, if so, what type of information they capture on their dashboards.  From the ensuing discussion, if was clear that members took a variety of approaches in constructing their dashboards and not all members utilize dashboards.  In light of this, members of the Committee asked ICI to collect samples of the dashboards members use and post them on the Resource Center. This portion of the Resource Center consists of the dashboards that members shared with us in response to our request. 

• Compliance Dashboards (pdf)

The documentation provided by ICI that may be accessed by committee and task force members is restricted to members use only and not for distribution or reproduction. Documentation may be used internally at member organizations as needed to facilitate committee and task force initiatives.