SEC Rules Content

[31038] January 19, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Alternative Investments Anti-Money Laundering Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Risk Oversight Valuation RE: SEC Letter to ICI on Fund...

[31022] January 12, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Staff...

[31021] January 11, 2018 TO: ICI Global Regulated Funds CommitteeSEC Rules CommitteeSmall Funds Committee RE: Draft ICI Response to European Commission Consultation on Asset Managers' Use of ESG Factors (Your Comments Requested by January 18) The European Commission recently published...

[31007] January 4, 2018 TO: SEC Rules Committee RE: January 10th ICI Member Call to Discuss Disclosure Implications of Recent Tax Legislation The recently enacted tax legislation [1] may have disclosure implications for registered funds, including possible changes to prospectuses...

[31000] January 3, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Money Market Funds Systemic Risk RE: FSOC 2017 Annual Report to Congress - Recommendations of Interest to the Fund Industry In mid-December, the US Financial Stability Oversight Council...

[30999] January 3, 2018 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Investment Advisers Operations Unit Investment Trusts (UITs) Variable Insurance Products RE: ICI Submits Comment Letter on SEC's Proposed Disclosure and Reporting Changes (Related to Incorporation...

[30997] December 29, 2017 TO: ICI Members Accounting/Treasurers Committee SEC Rules Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax Valuation RE: SEC Publishes Guidance on New Tax Law's Impact on Financial Statement Disclosures and NAV Calculations The SEC...

[30994] December 22, 2017 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee Tax Committee Variable...

[30995] December 22, 2017 TO: Pension Committee SEC Rules Committee RE: ICI Draft Revised Best Interest Standard of Conduct - Your Comments Requested by January 5; Member Call January 8 On August 7th, ICI submitted a comment letter to the Securities and Exchange Commission responding...

[30987] December 19, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Disclosure Fund Governance International/Global Investment Advisers RE: European Commission Consultation on Asset Managers' Use of ESG Factors The European Commission (EC) published a...