August 1, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 44-89 RE: AUGUST 10 -- SPECIAL MEETING TO DISCUSS PERFORMANCE NUMBERS FOR SECONDARY TRUSTS __________________________________________________________ There will be a meeting at 10:00 a.m. on August 10 at the Institute to discuss...

August 1, 1989 TO: SEC RULES COMMITTEE NO. 44-89 UNIT INVESTMENT TRUST COMMITTEE NO. 42-89 ADVERTISING SUBCOMMITTEE RE: PROCEDURES ADOPTED UNDER AMENDED NASD SUPERVISORY RULES __________________________________________________________ Set forth below is a list of practices and...

August 1, 1989 TO: PENSION MEMBERS NO. 36-89 RE: DEPARTMENT OF LABOR ADVISORY OPINION CONCERNING BANK'S PROVISION OF FREE CHECKING FOR IRA PARTICIPANTS __________________________________________________________ In 1983, the Internal Revenue Service and the Department of Labor proposed...

August 1, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 29-89 RE: SENATORS DODD AND HEINZ INTRODUCE "INVESTMENT ADVISER SELF-REGULATION ACT" __________________________________________________________ As we have previously informed you, the Securities and Exchange Commission has drafted...

August 1, 1989 TO: SEC RULES COMMITTEE NO. 45-89 UNIT INVESTMENT TRUST COMMITTEE NO. 43-89 CLOSED-END FUND COMMITTEE NO. 31-89 INVESTMENT ADVISERS COMMITTEE NO. 30-89 RE: BILL ON TAKEOVER REFORM/PROXY VOTING INTRODUCED __________________________________________________________ S. 1244...

July 31, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 41-89 RE: REVISED SEC STAFF PROPOSAL CONCERNING UNIT TRUST PERFORMANCE NUMBERS __________________________________________________________ Attached is a revised proposal from the SEC staff. If any trusts become effective under...

July 31, 1989 TO: PENSION MEMBERS NO. 35-89 RE: DEPARTMENT OF LABOR FINAL REGULATION CONCERNING LOANS TO PLAN PARTICIPANTS AND BENEFICIARIES WHO ARE PARTIES IN INTEREST __________________________________________________________ Attached is a copy of the final regulation issued by the...

July 31, 1989 TO: STATE SECURITIES MEMBERS NO. 29-89 UNIT INVESTMENT TRUST MEMBERS NO. 40-89 RE: ILLINOIS AMENDS REGISTRATION PROCEDURE __________________________________________________________ The Institute has been actively working with the Illinois Securities Department to amend...

July 31, 1989 TO: SEC RULES COMMITTEE NO. 43-89 CLOSED-END FUND COMMITTEE NO. 30-89 UNIT INVESTMENT TRUST COMMITTEE NO. 40-89 INTERNATIONAL FUNDS TASK FORCE NO. 8-89 RE: SEC PROPOSES RULE TO ALLOW PURCHASES BY REGISTERED INVESTMENT COMPANIES OF SECURITIES OF FOREIGN BANKS AND FOREIGN...

July 28, 1989 TO: BOARD OF GOVERNORS NO. 44-89 FEDERAL LEGISLATION MEMBERS NO. 8-89 RE: S. 1410, THE "INVESTMENT ADVISER SELF-REGULATION ACT" __________________________________________________________ On July 26, Securities Subcommittee Chairman Christopher Dodd (D-CT) and Ranking...