August 3, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 32-89 RE: ADDENDUM TO PROPOSED ILLINOIS INVESTMENT ADVISER RULES __________________________________________________________ The attached pages were inadvertently omitted from the attachment to the memorandum to the Investment...

- 1 - August 2, 1989 TO: TAX MEMBERS NO. 28-89 UNIT INVESTMENT TRUST MEMBERS NO. 42-89 CLOSED-END FUND MEMBERS NO. 33-89 OPERATIONS MEMBERS NO. 24-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 20-89 RE: IRS REVENUE PROCEDURE ON PREPARING MAGNETIC MEDIA SUBMISSIONS FOR TAX YEAR...

August 2, 1989 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 41-89 RE: ANNUAL INFORMATION SURVEY __________________________________________________________ As the Institute's activities on behalf of our associate members have increased, we find it necessary to retain more complete...

- 1 - August 2, 1989 TO: SEC RULES MEMBERS NO. 36-89 CLOSED-END FUND MEMBERS NO. 34-89 RE: SEC ADOPTS RULE EXPANDING TIME PERIOD FOR SELECTION OF ACCOUNTANTS UNDER SECTION 32(a)(1) __________________________________________________________ Attached is a copy of SEC Release No. IC...

August 2, 1989 TO: SEC RULES MEMBERS NO. 35-89 UNIT INVESTMENT TRUST MEMBERS NO. 41-89 BROKER/DEALER ADVISORY COMMITTEE NO. 36-89 CLOSED-END FUND MEMBERS NO. 32-89 RE: NASD SUPERVISORY PROCEDURES __________________________________________________________ Attached is the July NASD...

August 2, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 25-89 OPERATIONS MEMBERS NO. 23-89 SEC RULES MEMBERS NO. 34-89 TAX MEMBERS NO. 27-89 ACCOUNTING/TREASURERS COMMITTEE NO. 26-89 RE: PORTFOLIO COMPLIANCE WORKSHOPS -- ADDITIONAL SESSION ADDED ______________________________________________...

August 2, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 47-89 RE: UPDATE CONCERNING PERFORMANCE NUMBERS FOR UNIT TRUSTS __________________________________________________________ As we informed you yesterday, the July 31 proposal is no longer on the table as such although it may be...

August 2, 1989 TO: BOARD OF GOVERNORS NO. 45-89 SEC RULES COMMITTEE NO. 46-89 UNIT INVESTMENT TRUST COMMITTEE NO. 46-89 RE: BANC ONE WITHDRAWS APPLICATION TO BROKER SHARES OF AFFILIATED INVESTMENT COMPANIES __________________________________________________________ As we previously...

August 1, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 45-89 RE: LATE BREAKING NEWS RE PERFORMANCE NUMBERS FOR PRIMARY TRUSTS __________________________________________________________ We have just had news from the SEC staff (5:40 p.m.) that they are rethinking the proposal of July...

August 1, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 21-89 RESEARCH COMMITTEE NO. 20-89 MARKETING COMMITTEE NO. 20-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 18-89 MEMBERS - ONE PER COMPLEX NO. 24-89 DIRECT MARKETING COMMITTEE NO. 23-89 SALES FORCE MARKETING COMMITTEE NO. 24-89 RE...